Disgruntled shareholders are more likely to sue firms that use principles-based accounting standards instead of rules-based standards, according to a...
Securities and Exchange Commission News
The U.S. Supreme Court on Tuesday appeared poised to curtail the power of the top federal securities regulator to seek...
Two former executives of the now defunct insurance agency franchising firm, Brooke Corp., have been indicted on federal financial fraud...
The Securities and Exchange Commission on Wednesday announced charges against the former CEO of a Denver, Colo.-based oil-and-gas company at...
The head of the U.S. Securities and Exchange Commission, Mary Schapiro, announced on Monday that she would step down from...
A lawsuit claiming U.S. securities regulators were negligent in failing to respond earlier to Allen Stanford’s $7 billion Ponzi scheme...
A federal appeals court stopped just short of throwing out a judge’s controversial rejection of the U.S. Securities and Exchange...
The top U.S. securities regulator said on Tuesday her agency is exploring whether insurance companies can qualify for a coveted...
Carlyle Group LP, a giant private equity firm that has filed for an initial public offering, has dropped a controversial...
At least a half-dozen major U.S. companies whose computers have been infiltrated by cyber criminals or international spies have not...