Securities and Exchange Commission Archives - Insurance Journal /topics/securities-and-exchange-commission/ Insurance Journal delivers the latest business news for the Property/Casualty insurance industry Tue, 10 May 2022 00:27:48 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 /app/uploads/2015/12/cropped-insurancejournal-32x32.jpg Securities and Exchange Commission Archives - Insurance Journal /topics/securities-and-exchange-commission/ 32 32 U.S. SEC Gives Public Until June 17 to Weigh In on Climate Risk Proposal /news/national/2022/05/10/666922.htm Tue, 10 May 2022 05:00:16 +0000 /?p=666922 Musk Loses Bid to End SEC Agreement on Oversight of Tesla Tweets /news/national/2022/04/29/665260.htm Fri, 29 Apr 2022 13:52:42 +0000 /?p=665260 Responses to U.S. SEC Climate Disclosure Rules Keep Coming in /news/national/2022/04/14/663306.htm Thu, 14 Apr 2022 20:39:31 +0000 /?p=663306 U.S. SEC Proposes Boosting Blank-Check Company Disclosures, Liability /news/national/2022/03/30/660393.htm Wed, 30 Mar 2022 16:04:00 +0000 /?p=660393 Wall Street in Quandary Over New SPAC Equity Contracts After SEC Crackdown /news/national/2021/06/10/618116.htm Thu, 10 Jun 2021 12:01:17 +0000 /?p=618116 SEC Plans New Workforce Data Disclosure Rule /news/national/2021/05/14/613921.htm Fri, 14 May 2021 05:00:30 +0000 /?p=613921 SEC Eyes Guidance on SPAC Projections, Clarity on Liability Shield /news/national/2021/04/28/611791.htm Wed, 28 Apr 2021 05:00:35 +0000 /?p=611791 SEC Throws Another Wrench into Wall Street’s SPAC Machine /news/national/2021/04/13/609627.htm Tue, 13 Apr 2021 09:56:50 +0000 /?p=609627 SEC Warns SPACs Aren’t a Way to Avoid Securities Laws /news/national/2021/04/09/609184.htm Fri, 09 Apr 2021 05:00:09 +0000 /?p=609184 SEC Starting to Inquire About Risk Management of Blank Check IPOs: Reuters /news/national/2021/03/25/607038.htm Thu, 25 Mar 2021 11:48:17 +0000 /?p=607038 Analysis: SEC’s Crackdown on Climate Risk Disclosure Easier Said Than Done /news/national/2021/03/18/605901.htm Thu, 18 Mar 2021 05:00:39 +0000 /?p=605901 SEC Sues Giuliani Associates Parnas, Correia Alleging Fraud Over Insurance Startup /news/national/2021/02/04/600028.htm Thu, 04 Feb 2021 16:57:43 +0000 /?p=600028 SEC Warns GE of Possible Securities Violations in Its Insurance Accounting /news/national/2020/10/07/585624.htm Wed, 07 Oct 2020 05:00:36 +0000 /?p=585624 U.S. Needs an SEC for Its Health Care System: Opinion /news/national/2020/08/24/580104.htm Mon, 24 Aug 2020 11:41:20 +0000 /?p=580104 Allianz Confirms SEC Probing Its ‘Structured Alpha’ Funds, Subject to Investor Lawsuit /news/international/2020/08/05/577994.htm Wed, 05 Aug 2020 08:37:51 +0000 /?p=577994 AmTrust, Ex-CFO to Pay $10.5M to Settle SEC Charges Of Improper Reporting /news/national/2020/06/18/572740.htm Thu, 18 Jun 2020 14:57:16 +0000 /?p=572740 Argo Group to Pay $900,000 to SEC for Failing to Fully Disclose CEO Perks /news/international/2020/06/05/571149.htm Fri, 05 Jun 2020 13:08:44 +0000 /?p=571149 SEC Pursues Coronavirus Fraudsters With Help From Whistleblowers /news/national/2020/05/27/569931.htm Wed, 27 May 2020 05:00:46 +0000 /?p=569931 SEC Enforcement Activity Up From Last Year; One Case Affected 8,400 Investors /news/national/2019/11/07/547858.htm Thu, 07 Nov 2019 15:27:10 +0000 /?p=547858 SEC Investigating Valic, 天美网站传媒传媒’s Teacher Retirement Plan Unit, Reports WSJ /news/national/2019/10/29/546924.htm Tue, 29 Oct 2019 18:17:09 +0000 /?p=546924 States Take Aim at SEC’s New Broker-Dealer Adviser Rule /news/national/2019/09/11/539510.htm Wed, 11 Sep 2019 13:43:30 +0000 /?p=539510 Safe Auto in Ohio Files Registration Statement with SEC for IPO /news/midwest/2019/05/20/526851.htm Mon, 20 May 2019 14:24:21 +0000 /?p=526851 Company Denies Responsibility for Vermont Ski Resort Fraud /news/east/2019/03/19/521051.htm Tue, 19 Mar 2019 13:09:56 +0000 /?p=521051 SEC Sues VW, Ex-CEO over Diesel Emissions Scandal, Alleging Massive Investor Fraud /news/national/2019/03/15/520800.htm Fri, 15 Mar 2019 14:26:06 +0000 /?p=520800 Supreme Court Weighs Liability for Sharing Fraudulent Securities Information /news/national/2018/12/04/510911.htm Tue, 04 Dec 2018 06:00:02 +0000 /?p=510911 Bipartisan Senate Bill Would Regulate Proxy Advisors /news/national/2018/11/15/509187.htm Thu, 15 Nov 2018 06:00:57 +0000 /?p=509187 New York Says Exxon Misled Investors About Climate Risks /news/east/2018/10/26/505725.htm Fri, 26 Oct 2018 14:28:02 +0000 /?p=505725 Settlement with Tesla’s Musk Reflects SEC Strategy of Targeting Individual Executives /news/national/2018/10/01/502999.htm Mon, 01 Oct 2018 05:00:27 +0000 /?p=502999 SEC Public Company Actions, Settlements Continue to Decline /news/national/2018/05/17/489214.htm Thu, 17 May 2018 05:00:18 +0000 /?p=489214 Group Urges SEC Probe of California, Cites Climate Hypocrisy /news/west/2018/02/07/479845.htm Wed, 07 Feb 2018 15:49:03 +0000 /?p=479845